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RA

Robert T Armstrong

CRD# 3085772·Registered 1999 - 2014
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert T Armstrong, who also goes by Robert T Armstrond, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1999 - 2014. Robert had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert T Armstrond

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years registered in the securities industry

Current & Past Employments

Past

FG CAPITAL LCPast·CRD# 125229
BD
St. Louis, MO
July 18, 2013 - February 28, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATEDPast·CRD# 793
BD
St. Louis, MO
August 3, 2009 - March 5, 2012
UBS SECURITIES LLCPast·CRD# 7654
BD
New York, NY
November 9, 1999 - May 21, 2008

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Current Firm

FC
FG CAPITAL LC

FG CAPITAL LC

CRD#: 125229 / SEC#: 8-65777
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

7701 Forsyth Blvd., St. Louis, MO 63105-1820

Mailing Address

7701 Forsyth Blvd. Suite 750, St. Louis, MO 63105-1820

Phone Number

(314) 862-8500

Established

Missouri since 06/07/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE FORTUNE GROUP LLCSHAREHOLDER—
HULL, JOHN HOWARDDIRECTOR, CHIEF COMPLIANCE OFFICER4592293
MUELLER, DAVID BRIANDIRECTOR4592358
SCHNOEBELEN, PAUL CARROLL IIIPRESIDENT1439706

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2010About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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