AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PS

Paul Carroll Schnoebelen Iii

FG CAPITAL LC
ST. LOUIS, MO
·CRD# 1439706·23 years experience

Professional Summary

Paul Carroll Schnoebelen III is a registered financial advisor currently at FG CAPITAL LC located in St. Louis, Missouri. Paul is registered as a RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 82 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
View profile
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Years of Experience

23 years in the financial services industry

Current & Past Employments

FG CAPITAL LC·CRD# 125229
BD
1. 7701 Forsyth Blvd., St. Louis, MO 631052. 7701 Forsyth Blvd., St. Louis, MO 63105-1820
September 4, 2003 - Present

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Current Firm

FC
FG CAPITAL LC

FG CAPITAL LC

CRD#: 125229 / SEC#: 8-65777
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

7701 Forsyth Blvd., St. Louis, MO 63105-1820

Mailing Address

7701 Forsyth Blvd. Suite 750, St. Louis, MO 63105-1820

Phone Number

(314) 862-8500

Established

Missouri since 06/07/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE FORTUNE GROUP LLCSHAREHOLDER—
HULL, JOHN HOWARDDIRECTOR, CHIEF COMPLIANCE OFFICER4592293
MUELLER, DAVID BRIANDIRECTOR4592358
SCHNOEBELEN, PAUL CARROLL IIIPRESIDENT1439706

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Missouri
(9/4/2003)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Feb 2003About the Series 82 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Paul Carroll Schnoebelen III's CRS (Customer Relationship Summary).

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#
PS
Follow Paul
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required