Christopher M. Blake

XMS CAPITAL PARTNERS

Chicago, IL 60654

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CRD#: 3085716

Professional summary

Christopher Michael Blake is a registered financial professional currently at XMS CAPITAL PARTNERS, LLC located in Chicago, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Blake's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2024 - Present

XMS CAPITAL PARTNERS, LLC

Office #1: 321 N Clark Street Suite 2440, Chicago, IL 60654

CRD#: 142871

Chicago, IL

Past

September 28, 2018 - January 19, 2024

PERELLA WEINBERG PARTNERS LP

CRD#: 138618

Chicago, IL

Past

October 11, 1999 - October 16, 2018

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/2/2024)

Massachusetts
(7/5/2024)

New York
(4/2/2024)

Virginia
(4/2/2024)

Wisconsin
(4/2/2024)

Exams

State Security Law Exam

Series 63

Date: 10/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

XMS CAPITAL PARTNERS, LLC

CRD#: 142871 / SEC#: , 8-67502

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

321 N Clark Street Suite 2440, Chicago, IL 60654

Mailing Address

321 N Clark Street Suite 2440, Chicago, IL 60654

Phone number

(312) 262-5642

Established

Delaware since 09/22/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
XMS HOLDINGS LLC	HOLDING COMPANY OWNER
BROMBACH, THEODORE JOSEPH	MANAGING PARTNER	1295389
DUDDLESTON, NICOLE LYNN	ACCOUNTING MANAGER AND FINOP	6122496
SPENCE, JOHN FLINN	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER AND AML OFFICER	2079237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher M. Blake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Blake's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERELLA WEINBERG PARTNERS LP

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1999

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/9/1999

Series 24

Date: 5/29/2009

FINRA

Current Firm

XMS CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

XMS CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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