John Flinn Spence
Professional Summary
John Flinn Spence, who also goes by John F Spence, is a registered financial advisor currently at XMS CAPITAL PARTNERS, LLC located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John F Spence
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
XMS CAPITAL PARTNERS, LLC
Contact Information
Main Address
321 N Clark Street Suite 2440, Chicago, IL 60654Mailing Address
321 N Clark Street Suite 2440, Chicago, IL 60654Phone Number
(312) 262-5642Established
Delaware since 09/22/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/27/2025)
(9/23/2025)
(6/7/2007)
(7/15/2025)
(7/5/2024)
(8/10/2025)
(5/21/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2006About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Flinn Spence's CRS (Customer Relationship Summary).
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