John R. Peelle

PEELLE WEALTH MANAGEMENT

San Diego, CA 92130

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CRD#: 3085168

Professional summary

John Randolph Peelle, CFP® is a registered financial advisor currently at PEELLE WEALTH MANAGEMENT, LLC located in San Diego, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NAME AND ADDRESS: PEELLE FINANCIAL & INSURANCE SERVICES, 4445 EASTGATE MALL, SUITE 200, SAN DIEGO, CA 92121 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH, TRADITIONAL LIFE, LONG TERM CARE INSURANCE, DISABILITY INCOME PRODUCTS AND FIXED ANNUITIES. START DATE: 6/1/1996 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS: 80

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Randolph Peelle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

February 17, 2012 - Present

PEELLE WEALTH MANAGEMENT, LLC

Office #1: 12636 High Bluff Drive Suite 400, San Diego, CA 92130

RIA

CRD#: 159742

San Diego, CA

Past

April 2, 2003 - February 21, 2012

OSAIC FS, INC.

RIA

CRD#: 3870

SAN DIEGO, CA

Past

January 29, 2003 - February 21, 2012

OSAIC FS, INC.

CRD#: 3870

SAN DIEGO, CA

Past

August 1, 2000 - July 8, 2002

EPLANNING SECURITIES, INC.

CRD#: 46000

ROSEVILLE, CA

Past

November 20, 1998 - August 2, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1998

General Securities Representative Examination

Current Firm

PEELLE WEALTH MANAGEMENT, LLC

PEELE WEALTH MANAGEMENT, LLC | PEELLE WEALTH MANAGEMENT, LLC

CRD#: 159742 / SEC#:

California

Registered Investment Advisory firm - (2/16/2012 Approved)

Texas

Registered Investment Advisory firm - (12/6/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12636 High Bluff Drive Suite 400, San Diego, CA 92130

Mailing Address

Phone number

(619) 275-5040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 1,778,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Peelle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Randolph Peelle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEELLE WEALTH MANAGEMENT, LLC

OSAIC FS, INC.

OSAIC FS, INC.

EPLANNING SECURITIES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/1998

Series 7

Date: 11/16/1998

Current Firm

PEELLE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEELLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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