Peter J. Sermabeikian
Professional summary
Peter J Sermabeikian was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Peter had worked at 6 firms, which includes GLOBAL ARENA CAPITAL CORP, NEWBRIDGE SECURITIES CORPORATION, CHICAGO INVESTMENT GROUP LLC, FEDERAL STREET INVESTMENTS INC., SALOMON GREY FINANCIAL CORPORATION, BARRON CHASE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2011 - April 12, 2012
GLOBAL ARENA CAPITAL CORP
July 7, 2010 - October 11, 2011
NEWBRIDGE SECURITIES CORPORATION
April 30, 2003 - July 13, 2010
CHICAGO INVESTMENT GROUP, LLC
April 27, 2001 - June 28, 2002
FEDERAL STREET INVESTMENTS, INC.
November 14, 2000 - April 27, 2001
SALOMON GREY FINANCIAL CORPORATION
September 16, 1999 - November 15, 2000
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
