Brian T. Hennaman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Thomas Hennaman was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2015 - April 9, 2020
VALMARK SECURITIES, INC.
February 23, 2012 - February 14, 2020
JAMES RIVER ASSET MANAGEMENT, LLC
February 14, 2012 - February 2, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
November 26, 2007 - February 13, 2012
INVESTORS SECURITY COMPANY, INC.
September 19, 2006 - February 13, 2012
INVESTORS SECURITY COMPANY, INC.
September 15, 2006 - November 19, 2007
OLD DOMINION ASSET MANAGEMENT INC.
December 5, 2005 - September 19, 2006
QA3 FINANCIAL LLC
December 5, 2005 - September 19, 2006
QA3 FINANCIAL CORP.
July 31, 2002 - December 2, 2005
CAPITAL INVESTMENT ADVISORS
January 29, 2002 - November 29, 2005
NATIONAL PLANNING CORPORATION
July 12, 2000 - December 22, 2000
AMERICAN GENERAL EQUITY SERVICES CORPORATION
August 4, 1998 - February 24, 1999
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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