Matthew C. Beardwood

WESTOVER CAPITAL ADVISORS

Wilmington, DE 19805

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CRD#: 3084318

Professional summary

Matthew Cole Beardwood, CFP®, who also goes by Matt Beardwood, is a registered financial advisor currently at WESTOVER CAPITAL ADVISORS, LLC located in Wilmington, Delaware.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Beardwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Cole Beardwood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 11, 2017 - Present

WESTOVER CAPITAL ADVISORS, LLC

Office #1: 1013 Centre Rd, Suite 405, Wilmington, DE 19805

RIA

CRD#: 126520

Wilmington, DE

Past

November 3, 2010 - January 3, 2012

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

CAMDEN, NJ

Past

April 28, 2006 - January 3, 2012

VALLEY FORGE ASSET MANAGEMENT, LLC

RIA

CRD#: 7438

CAMDEN, NJ

Past

March 23, 2005 - November 2, 2010

RAMPART FINANCIAL SERVICES, INC.

CRD#: 43294

DOYLESTOWN, PA

Past

September 1, 2004 - October 28, 2004

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

MORRISTOWN, NJ

Past

September 1, 2004 - October 28, 2004

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

September 17, 2003 - August 17, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WILMINGTON, DE

Past

November 29, 2001 - August 17, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 28, 2000 - October 5, 2001

WILMINGTON BROKERAGE SERVICES COMPANY

CRD#: 14942

WILMINGTON, DE

Past

January 1, 1999 - July 8, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 28, 1998 - March 9, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 28, 1998 - March 9, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTOVER CAPITAL ADVISORS, LLC

CRD#: 126520 / SEC#: 801-64380

RIA

Registered Investment Advisory firm - (6/3/2005 Approved)

Delaware

Registered Investment Advisory firm - (6/30/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/11/2017)

IAR

Delaware
(1/30/2017)

IAR

Florida
(8/10/2023)

IAR

Maryland
(1/30/2017)

IAR

New Jersey
(2/14/2017)

IAR

North Carolina
(1/30/2017)

IAR

Pennsylvania
(1/30/2017)

IAR

Virginia
(8/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/25/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/18/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

WESTOVER CAPITAL ADVISORS, LLC

CRD#: 126520 / SEC#: 801-64380

RIA

Registered Investment Advisory firm - (6/3/2005 Approved)

Delaware

Registered Investment Advisory firm - (6/30/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2013 Terminated)

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Contact information

Main Address

1013 Centre Rd, Suite 405, Wilmington, DE 19805

Mailing Address

Phone number

(302) 427-9600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE AND SUPPLEMENTS FOR WESTOVER CAPITAL (3/26/2025)

Regulatory assets under management

Total Number of Accounts	671
AUM (Assets Under Management)	$ 568,636,870

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
02/27/2024	Cover Page	Report
03/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Beardwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Cole Beardwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALLEY FORGE ASSET MANAGEMENT, LLC

VALLEY FORGE ASSET MANAGEMENT, LLC

RAMPART FINANCIAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WILMINGTON BROKERAGE SERVICES COMPANY

UBS FINANCIAL SERVICES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WESTOVER CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2017

Series 63

Date: 8/15/1998

Series 7

Date: 7/27/1998

Series 10

Date: 4/25/2002

Series 9

Date: 3/18/2002

Current Firm

WESTOVER CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WESTOVER CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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