Konstantinos S. Kordalis
Professional summary
Konstantinos Stephen Kordalis, who also goes by Dean Kordalis, Konstanti S Kordalis, Konstantinos S Kordalis, Konstantinos Stephen Kordalis, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
Konstantinos is registered as a RR (Registered Representative) and started their career in finance in 1998. Konstantinos has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, Series 3, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Konstantinos Stephen Kordalis's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2020 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169May 20, 2019 - July 1, 2020
MISCHLER FINANCIAL GROUP, INC.
May 15, 2019 - June 30, 2020
GTS SECURITIES LLC
September 19, 2013 - May 16, 2019
CANTOR FITZGERALD & CO.
July 2, 2012 - September 16, 2013
VIRTU AMERICAS LLC
June 1, 2009 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
May 4, 2009 - June 16, 2009
NEWEDGE USA, LLC
February 21, 2008 - February 17, 2009
NORTHERN TRUST SECURITIES, INC.
May 3, 2006 - July 26, 2007
VANGUARD MARKETING CORPORATION
April 25, 2005 - February 22, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 1998 - February 22, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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