Peter K. Herne
Professional summary
Peter Karl Herne, who also goes by Peter Herne, is a registered financial professional currently at DANSKE MARKETS INC. located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Karl Herne's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2022 - Present
DANSKE MARKETS INC.
Office #1: 575 Fifth Avenue 33rd Floor, New York, NY 10017March 5, 2021 - April 12, 2022
THE GROWTH STAGE INC.
June 28, 2010 - April 12, 2019
BARCLAYS CAPITAL INC.
October 18, 2006 - June 23, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 1999 - September 26, 2006
UBS SECURITIES LLC
August 19, 1998 - October 21, 1998
BRUNSWICK WARBURG, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DANSKE MARKETS INC.
CRD#: 113404 / SEC#: , 8-53341
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANSKE BANK A/S | 100% OWNER | |
| BROFSKY, IRA | TREASURER, PFO, POO | 4839408 |
| CREVATIN MARTIN, CAROLINA | DIRECTOR | 8059961 |
| GRANDELL, MARJO ELINA | DIRECTOR | 8069377 |
| GREGORY, PAUL MARTIN | CHAIRMAN OF THE BOARD | 7164045 |
| IVERSEN, ANDERS BARRON | CHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY | 5923638 |
| KIRSCHENBLATT, CHAD ETHAN | FINOP | 2503352 |
| OLESEN, HANNE KOLDKUR | DIRECTOR | 6855827 |
| OLSSON, JENNIFER GARRETT | CHIEF COMPLIANCE OFFICER | 4395377 |
| TORNQVIST, CHRISTIAN LARS | DIRECTOR | 8060007 |
| WELCH, ALLISTAIR DANIEL | DIRECTOR | 7845649 |
Red Flags
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