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PH

Peter K. Herne

DANSKE MARKETS
New York, NY 10017
Some features on this profile are disabled
CRD#: 3083302
PH

Professional summary

Peter Karl Herne, who also goes by Peter Herne, is a registered financial professional currently at DANSKE MARKETS INC. located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Herne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Karl Herne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2022 - Present

DANSKE MARKETS INC.

Office #1: 575 Fifth Avenue 33rd Floor, New York, NY 10017
BD
CRD#: 113404
New York, NY
Past

March 5, 2021 - April 12, 2022

THE GROWTH STAGE INC.

BD
CRD#: 306193
NEW YORK, NY
Past

June 28, 2010 - April 12, 2019

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

October 18, 2006 - June 23, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 16, 1999 - September 26, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 19, 1998 - October 21, 1998

BRUNSWICK WARBURG, INC.

BD
CRD#: 39859
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/1/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 3/29/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/2/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DM
DANSKE MARKETS INC.
DANSKE MARKETS INC | DANSKE SECURITIES (US), INC. | DANSKE MARKETS INC.

CRD#: 113404 / SEC#: , 8-53341

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information

Main Address
575 Fifth Avenue 33rd Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 33rd Floor, New York, NY 10017
Phone number
(212) 293-0600
Established
Delaware since 02/12/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
DANSKE BANK A/S100% OWNER
BROFSKY, IRATREASURER, PFO, POO4839408
CREVATIN MARTIN, CAROLINADIRECTOR8059961
GRANDELL, MARJO ELINADIRECTOR8069377
GREGORY, PAUL MARTINCHAIRMAN OF THE BOARD7164045
HUBBARD, EDWARD DERRYDIRECTOR8216979
IVERSEN, ANDERS BARRONCHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY5923638
KIRSCHENBLATT, CHAD ETHANFINOP2503352
OLESEN, HANNE KOLDKURDIRECTOR6855827
OLSSON, JENNIFER GARRETTCHIEF COMPLIANCE OFFICER4395377
TORNQVIST, CHRISTIAN LARSDIRECTOR8060007
WELCH, ALLISTAIR DANIELDIRECTOR7845649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DANSKE MARKETS INC.

CRD#: 113404New York, NY 10017

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