Patrick J. Mcginty

PGIM INVESTMENTS LLC

COHASSET, MA 02025

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CRD#: 3082828

Professional summary

Patrick Joseph Mcginty III, who also goes by P.j. Mcginty, Patrick Joseph Mcginty, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Cohasset, Massachusetts and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Jacksonville, Florida.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Patrick has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

P.j. Mcginty | Patrick Joseph Mcginty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Mcginty III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2008 - Present

PGIM INVESTMENTS LLC

Office #1: 56 Pleasant Street, Cohasset, MA 02025

RIA

CRD#: 105670

COHASSET, MA

Current

April 25, 2008 - Present

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 4465 Glen Kernan Parkway E., Jacksonville, FL 32224

CRD#: 18353

Jacksonville, FL

Past

August 23, 2006 - April 9, 2008

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

COHASSET, MA

Past

August 17, 2005 - April 9, 2008

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

June 14, 2004 - August 16, 2005

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

August 23, 2001 - July 2, 2004

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

February 3, 1999 - May 31, 2000

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(1/24/2019)

Florida
(1/16/2025)

Maine
(4/25/2008)

Massachusetts
(4/25/2008)

IAR

Massachusetts
(5/8/2008)

New Hampshire
(4/25/2008)

South Carolina
(1/16/2025)

Vermont
(4/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

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Contact information

Main Address

655 Broad Street, Newark, NJ 07102

Mailing Address

Phone number

(973) 802-9908

Established

Firm type

Fiscal year end

# of Employees

490

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PGIM INVESTMENTS LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 322,085,635,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Mcginty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Mcginty III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

NATIONWIDE INVESTMENT SERVICES CORPORATION

FEDERATED SECURITIES CORP.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

PGIM INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2006

Series 63

Date: 12/17/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2004

Series 6

Date: 10/21/1998

FINRA

Current Firm

PGIM INVESTMENTS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PGIM INVESTMENTS LLC

TRUST BUT VERIFY

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