David Polevoy

BEEKMAN FINANCIAL PLANNING LLC

New York, NY 10022

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CRD#: 3082662

Professional summary

David Polevoy, CFP®, who also goes by Dmitry Polevoy, is a registered financial advisor currently at BEEKMAN FINANCIAL PLANNING LLC located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dmitry Polevoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Polevoy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

August 26, 2021 - Present

BEEKMAN FINANCIAL PLANNING LLC

Office #1: 353 East 54th Street Ste. 3w, New York, NY 10022

RIA

CRD#: 166150

New York, NY

Past

January 10, 2013 - January 14, 2015

BEEKMAN FINANCIAL PLANNING LLC

RIA

CRD#: 166150

NEW YORK, NY

Past

March 20, 2012 - August 28, 2012

COLUMBUS ADVISORY GROUP, LTD.

CRD#: 126331

NEW YORK, NY

Past

June 4, 2009 - April 12, 2010

SPC

RIA

CRD#: 110692

NEW YORK, NY

Past

May 29, 2009 - April 12, 2010

SIGMA FINANCIAL CORPORATION

CRD#: 14303

NEW YORK, NY

Past

April 1, 2005 - May 29, 2009

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

NEW YORK, NY

Past

August 29, 2003 - May 29, 2009

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

NEW YORK, NY

Past

October 31, 2002 - August 19, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

NEW YORK, NY

Past

December 14, 2001 - August 19, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

July 28, 1998 - December 19, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/9/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 9/3/2002

General Securities Sales Supervisor - General Module Examination

Current Firm

BEEKMAN FINANCIAL PLANNING LLC

CRD#: 166150 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/14/2015 Terminated)

New York

Registered Investment Advisory firm - (1/31/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

353 East 54th Street Ste. 3w, New York, NY 10022

Mailing Address

Phone number

(212) 729-9244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 6,986,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Polevoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Polevoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEEKMAN FINANCIAL PLANNING LLC

COLUMBUS ADVISORY GROUP, LTD.

SPC

SIGMA FINANCIAL CORPORATION

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/1998

Series 63

Date: 7/27/1998

Series 7

Date: 7/21/1998

Series 9

Date: 9/9/2002

Series 10

Date: 9/3/2002

Current Firm

BEEKMAN FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEEKMAN FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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