CB
Cristopher B. Bellantoni
PIMCO INVESTMENTS LLC
New York, NY 10019
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CRD#: 3082583
CB
Professional summary
Cristopher Brian Bellantoni, CIMA® is a registered financial professional currently at PIMCO INVESTMENTS LLC located in New York, New York.
Cristopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Cristopher has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Cristopher Brian Bellantoni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2011 - Present
PIMCO INVESTMENTS LLC
Office #1: 1633 Broadway 45th Floor, New York, NY 10019BD
CRD#: 154957
New York, NY
Past
March 9, 2010 - October 19, 2010
ROYCE FUND SERVICES, LLC
BD
CRD#: 14470
NEW YORK, NY
Past
January 13, 2006 - January 8, 2010
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
January 13, 2006 - January 8, 2010
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
STAMFORD, CT
Past
October 5, 2005 - January 26, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
STAMFORD, CT
Past
April 27, 2004 - January 26, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 15, 2001 - April 22, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
November 17, 2000 - June 27, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 28, 2000 - November 20, 2000
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
August 21, 1998 - January 12, 2000
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
SYOSSET, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2011)
RR
Alaska(2/17/2011)
RR
Arizona(2/17/2011)
RR
Arkansas(2/17/2011)
RR
California(2/17/2011)
RR
Colorado(2/17/2011)
RR
Connecticut(2/17/2011)
RR
Delaware(2/17/2011)
RR
District of Columbia(2/17/2011)
RR
Florida(2/17/2011)
RR
Georgia(2/17/2011)
RR
Hawaii(2/17/2011)
RR
Idaho(2/17/2011)
RR
Illinois(2/17/2011)
RR
Indiana(2/17/2011)
RR
Iowa(2/17/2011)
RR
Kansas(2/17/2011)
RR
Kentucky(2/17/2011)
RR
Louisiana(2/17/2011)
RR
Maine(2/17/2011)
RR
Maryland(2/17/2011)
RR
Massachusetts(2/17/2011)
RR
Michigan(2/17/2011)
RR
Minnesota(2/17/2011)
RR
Mississippi(2/17/2011)
RR
Missouri(2/17/2011)
RR
Montana(2/17/2011)
RR
Nebraska(2/17/2011)
RR
Nevada(2/17/2011)
RR
New Hampshire(2/17/2011)
RR
New Jersey(2/17/2011)
RR
New Mexico(2/17/2011)
RR
New York(2/17/2011)
RR
North Carolina(2/18/2011)
RR
North Dakota(2/17/2011)
RR
Ohio(2/18/2011)
RR
Oklahoma(2/17/2011)
RR
Oregon(2/17/2011)
RR
Pennsylvania(2/17/2011)
RR
Puerto Rico(2/17/2011)
RR
Rhode Island(2/17/2011)
RR
South Carolina(2/17/2011)
RR
South Dakota(2/17/2011)
RR
Tennessee(2/17/2011)
RR
Texas(2/17/2011)
RR
Utah(2/17/2011)
RR
Vermont(2/17/2011)
RR
Virgin Islands(2/17/2011)
RR
Virginia(2/17/2011)
RR
Washington(2/17/2011)
RR
West Virginia(2/17/2011)
RR
Wisconsin(2/17/2011)
RR
Wyoming(2/17/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PIMCO INVESTMENTS LLC
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1633 Broadway 45th Floor, New York, NY 10019
Mailing Address
1633 Broadway 45th Floor, New York, NY 10019
Phone number
(212) 739-3000
Established
Delaware since 07/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
