John P. Weinstein

DECISION INVESTMENTS

San Diego, CA 92121

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CRD#: 3082574

Professional summary

John Peter Weinstein, CFP® is a registered financial advisor currently at DECISION INVESTMENTS, INC. located in San Diego, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Peter Weinstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

April 30, 2012 - Present

DECISION INVESTMENTS, INC.

Office #1: 4445 Eastgate Mall Ste 200, San Diego, CA 92121

RIA

CRD#: 145073

San Diego, CA

Past

June 1, 2009 - May 7, 2012

MORGAN STANLEY

RIA

CRD#: 149777

LA JOLLA, CA

Past

June 1, 2009 - May 7, 2012

MORGAN STANLEY

CRD#: 149777

LA JOLLA, CA

Past

October 13, 1998 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LA JOLLA, CA

Past

August 25, 1998 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DECISION INVESTMENTS, INC.

CRD#: 145073 / SEC#: 801-132048

RIA

Registered Investment Advisory firm - (2/27/2025 Approved)

California

Registered Investment Advisory firm - (3/30/2025 Terminated)

Maryland

Registered Investment Advisory firm - (4/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/28/2025 Terminated)

Virginia

Registered Investment Advisory firm - (12/18/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/24/1998

General Securities Representative Examination

Current Firm

DECISION INVESTMENTS, INC.

CRD#: 145073 / SEC#: 801-132048

RIA

Registered Investment Advisory firm - (2/27/2025 Approved)

California

Registered Investment Advisory firm - (3/30/2025 Terminated)

Maryland

Registered Investment Advisory firm - (4/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/28/2025 Terminated)

Virginia

Registered Investment Advisory firm - (12/18/2019 Terminated)

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Contact information

Main Address

4445 Eastgate Mall Ste 200, San Diego, CA 92121

Mailing Address

Phone number

(858) 812-3026

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE 2024 (1/28/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 131,781,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Weinstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Peter Weinstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

DECISION INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/1998

Series 63

Date: 9/1/1998

Series 7

Date: 8/24/1998

Current Firm

DECISION INVESTMENTS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DECISION INVESTMENTS, INC.

TRUST BUT VERIFY

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