Brenda S. Svacina
Professional summary
Brenda Sue Svacina, who also goes by Brenda Sue Svacina, Brenda S Strohm Ms, Brenda S Svacina Mrs, Brenda S Svacina, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Brenda is registered as a RR (Registered Representative) and started their career in finance in 2001. Brenda has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brenda Sue Svacina's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Howe Drive, Covington, KY 41015September 6, 2019 - December 5, 2022
U.S. BANCORP INVESTMENTS, INC.
August 26, 2019 - December 5, 2022
U.S. BANCORP INVESTMENTS, INC.
May 8, 2017 - August 26, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.
April 27, 2017 - August 26, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.
May 3, 2011 - May 3, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 9, 2010 - September 27, 2010
INVESTMENT CENTERS OF AMERICA, INC.
July 26, 2010 - September 27, 2010
SII INVESTMENTS, INC.
September 30, 2009 - July 19, 2010
LPL FINANCIAL LLC
May 13, 2008 - September 1, 2009
PARK AVENUE SECURITIES LLC
March 3, 2003 - July 31, 2006
ASSOCIATED INVESTMENT SERVICES, INC.
September 24, 2002 - March 26, 2003
BANC ONE SECURITIES CORPORATION
March 12, 2002 - March 26, 2003
BANC ONE SECURITIES CORPORATION
September 12, 2001 - January 9, 2002
IDS LIFE INSURANCE COMPANY
September 12, 2001 - January 9, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
