David A. Stanley
Professional summary
David Anthony Stanley, who also goes by David Stanley, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenwood Village, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Anthony Stanley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2019 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111March 21, 2016 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E. Orchard Rd, Greenwood Village, CO 80111January 23, 2006 - January 27, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 11, 2004 - September 28, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 13, 2001 - November 4, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
August 9, 2001 - November 9, 2001
WAMU INVESTMENTS, INC.
March 29, 1999 - August 24, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 14, 1998 - June 11, 1999
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
