Emily Herstein

T. ROWE PRICE ADVISORY SERVICES

Owings Mills, MD 21117

Some features on this profile are disabled

CRD#: 3082026

Professional summary

Emily Herstein, who also goes by Emily Ann Herstein, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Emily has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Ann Herstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Herstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2019 - Present

T. ROWE PRICE ADVISORY SERVICES, INC.

Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117

RIA

CRD#: 108958

Owings Mills, MD

Current

August 13, 2019 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

June 18, 2018 - July 13, 2018

M. S. HOWELLS & CO.

CRD#: 104100

BALTIMORE, MD

Past

February 16, 2017 - July 17, 2019

JEMMA FINANCIAL SERVICES

RIA

CRD#: 284198

BALTIMORE, MD

Past

September 12, 2016 - February 6, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BALTIMORE, MD

Past

May 30, 2014 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

PARKVILLE, MD

Past

May 30, 2014 - February 6, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

PARKVILLE, MD

Past

January 6, 2006 - May 29, 2014

M&T SECURITIES, INC.

RIA

CRD#: 17358

NOTTINGHAM, MD

Past

May 1, 2003 - May 29, 2014

M&T SECURITIES, INC.

CRD#: 17358

NOTTINGHAM, MD

Past

July 5, 2000 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

August 7, 1998 - June 5, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 7, 1998 - June 5, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/13/2019)

Alaska
(8/13/2019)

Arizona
(8/13/2019)

Arkansas
(8/13/2019)

California
(8/13/2019)

Colorado
(8/13/2019)

Connecticut
(8/13/2019)

Delaware
(8/13/2019)

District of Columbia
(8/13/2019)

Florida
(8/13/2019)

Georgia
(8/13/2019)

Hawaii
(8/13/2019)

Idaho
(8/13/2019)

Illinois
(8/13/2019)

Indiana
(8/13/2019)

Iowa
(8/13/2019)

Kansas
(8/13/2019)

Kentucky
(8/13/2019)

Louisiana
(8/13/2019)

Maine
(8/13/2019)

IAR

Maryland
(8/9/2019)

Maryland
(8/13/2019)

Massachusetts
(8/13/2019)

Michigan
(8/13/2019)

Minnesota
(8/13/2019)

Mississippi
(8/13/2019)

Missouri
(8/13/2019)

Montana
(8/13/2019)

Nebraska
(8/13/2019)

Nevada
(8/13/2019)

New Hampshire
(8/13/2019)

New Jersey
(8/13/2019)

New Mexico
(8/13/2019)

New York
(8/13/2019)

North Carolina
(8/13/2019)

North Dakota
(8/13/2019)

Ohio
(8/14/2019)

Oklahoma
(8/13/2019)

Oregon
(8/13/2019)

Pennsylvania
(8/13/2019)

Puerto Rico
(8/13/2019)

Rhode Island
(8/13/2019)

South Carolina
(8/13/2019)

South Dakota
(8/13/2019)

Tennessee
(8/13/2019)

Texas
(8/13/2019)

Utah
(8/13/2019)

Vermont
(8/13/2019)

Virgin Islands
(8/13/2019)

Virginia
(8/13/2019)

Washington
(8/13/2019)

West Virginia
(8/13/2019)

Wisconsin
(8/13/2019)

Wyoming
(8/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4515 Painters Mills Road, Owings Mills, MD 21117

Mailing Address

Phone number

(800) 225-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE RETIREMENT ADVISORY SERVICE BROCHURE (10/3/2025)

T. ROWE PRICE ADVISORY SERVICES, INC. (5/9/2025)

Regulatory assets under management

Total Number of Accounts	10,014
AUM (Assets Under Management)	$ 3,861,357,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Emily Herstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Herstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

M. S. HOWELLS & CO.

JEMMA FINANCIAL SERVICES

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

T. ROWE PRICE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2006

Series 63

Date: 9/22/1998

SIE

Date: 7/13/2018

Series 7

Date: 8/6/1998

Series 24

Date: 1/8/2007

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors