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Jeffrey Stuart Annis

Jeffrey S. Annis

AGW CAPITAL ADVISORS
TAMPA, FL 33606
Some features on this profile are disabled
CRD#: 3081533
Jeffrey Stuart Annis

Professional summary

Jeffrey Stuart Annis, AIF®, CFP®, CIMA®, who also goes by Jeffrey S Anis, Jay Annis, is a registered financial advisor currently at AGW CAPITAL ADVISORS located in Tampa, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeffrey S Anis | Jay Annis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Stuart Annis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2004

CIMA®

Certified Investment Management Analyst

Experience

Current

June 26, 2009 - Present

AGW CAPITAL ADVISORS

Office #1: 511 W. Bay Street Suite 310, Tampa, FL 33606
RIA
CRD#: 150570
TAMPA, FL
Past

April 13, 2007 - April 6, 2009

CAPTRUST ADVISORS, LLC

RIA
CRD#: 142941
TAMPA, FL
Past

June 15, 2002 - May 4, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
TAMPA, FL
Past

June 15, 2002 - May 4, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
TAMPA, FL
Past

October 17, 2001 - June 20, 2002

CAPTRUST FINANCIAL ADVISORS, LLC

RIA
CRD#: 41727
TAMPA, FL
Past

October 15, 2001 - June 15, 2002

CAPTRUST FINANCIAL ADVISORS, LLC

BD
CRD#: 41727
CHARLOTTE, NC
Past

October 1, 1999 - August 28, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

September 30, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

August 24, 1999 - September 13, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AGW CAPITAL ADVISORS
AGW CAPITAL ADVISORS | ANNIS GARDNER WHITING CAPITAL ADVISORS LLC | ANNIS GARDNER CAPITAL, LLC

CRD#: 150570 / SEC#: 801-70256

RIA
Registered Investment Advisory firm - (6/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/26/2009)
IAR
Texas
(9/20/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/15/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/1/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/1999
General Securities Representative Examination

Current Firm

AC
AGW CAPITAL ADVISORS
AGW CAPITAL ADVISORS | ANNIS GARDNER WHITING CAPITAL ADVISORS LLC | ANNIS GARDNER CAPITAL, LLC

CRD#: 150570 / SEC#: 801-70256

RIA
Registered Investment Advisory firm - (6/1/2009 Approved)
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Contact information

Main Address
511 W. Bay Street Suite 310, Tampa, FL 33606
Mailing Address
Phone number
(813) 254-4700
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,257
AUM (Assets Under Management)$ 1,480,003,689

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/19/2025
Cover Page
Report
08/20/2024
Cover Page
Report
10/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AGW CAPITAL ADVISORS

CRD#: 150570Tampa, FL 33606

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