Lucia X. Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucia Xingwan Zhang, CFP® was a registered financial professional .
Lucia is a previously registered financial professional and started their career in finance in 1998. Lucia had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
January 28, 2014 - December 31, 2014
LIXIN FINANCIAL SERVICES LLC
November 6, 2006 - December 31, 2013
LIXIN FINANCIAL SERVICES LLC
March 8, 2006 - November 14, 2006
WORLD INVESTMENTS, LLC
January 18, 2002 - November 14, 2006
WORLD INVESTMENTS, LLC
August 4, 1998 - January 22, 2002
C. J. M. PLANNING CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIXIN FINANCIAL SERVICES LLC
CRD#: 142391 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
