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NANCY MARIE GASTUCH

NANCY M. GASTUCH

HIGHTOWER SECURITIES | Investment Associate
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 3080637
NANCY MARIE GASTUCH

Professional summary

NANCY MARIE GASTUCH, who also goes by Nancy Marie Dannewitz, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Scottsdale, Arizona.

NANCY is registered as a RR (Registered Representative) and started their career in finance in 2000. NANCY has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Biography

Nancy joined WealthTrust Advisors as an Investment Associate in January 2013. She is originally from Minnesota, where she enjoys visiting her daughters and grandchildren. Nancy brings more than 17 years of financial services experience, including tenure in the operations department at Charles Schwab & Co.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nancy Marie Dannewitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view NANCY MARIE GASTUCH's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 25, 2018 - Present

HIGHTOWER SECURITIES, LLC

Office #1: 17200 North Perimeter Drive Suite 203, Scottsdale, AZ 85255
BD
CRD#: 116681
Scottsdale, AZ
Past

March 6, 2013 - October 25, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
SCOTTSDALE, AZ
Past

August 16, 2011 - February 13, 2013

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
PHOENIX, AZ
Past

July 10, 2009 - May 5, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
BOZEMAN, MT
Past

September 21, 2007 - May 29, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BOZEMAN, MT
Past

November 4, 2005 - August 1, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
VIRGINIA, MN
Past

February 5, 2001 - October 14, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

January 1, 2001 - January 12, 2001

MILLER JOHNSON STEICHEN KINNARD, INC.

BD
CRD#: 694
MINNEAPOLIS, MN
Past

November 21, 2000 - January 1, 2001

JOHN G. KINNARD AND COMPANY, INCORPORATED

BD
CRD#: 466
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/25/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 1/6/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/28/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/1/2008
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC

CRD#: 116681 / SEC#: , 8-53560

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HIGHTOWER HOLDING, LLCPARENT COMPANY
BESSO, DOUGLAS JOSEPHCTO1530829
COVIELLO, BARRY ANTHONYEXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION1813688
GRAY, KENDRACHIEF COMPLIANCE OFFICER4388082
GRAY, KENDRAMUNICIPAL PRINCIPAL4388082
KARL, MATTHEW JAMESPRINCIPAL FINANCIAL OFFICER (PFO) & FINOP5361093
SMITH, SCOTT DAVIDCHIEF EXECUTIVE OFFICER2523535

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

HIGHTOWER SECURITIES, LLC

Investment AssociateCRD#: 116681Scottsdale, AZ 85255

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