Alan Dayan
Professional summary
Alan Dayan is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1998. Alan has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Dayan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2003 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004May 19, 2003 - August 18, 2003
DINOSAUR FINANCIAL GROUP, L.L.C
March 6, 2000 - November 12, 2002
J.P. MORGAN SECURITIES INC.
July 27, 1998 - December 17, 1999
REPUBLIC FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2003)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
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