Bradley G. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Gordon Terry, who also goes by Brad Terry, Bradley Gordon Terry, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1998. Bradley had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2020 - November 11, 2022
SPEARHEAD CAPITAL ADVISORS, LLC
June 15, 2005 - December 31, 2008
INVESTMENT PLANNERS, INC.
October 30, 2000 - June 24, 2005
HORNOR, TOWNSEND & KENT, LLC
November 6, 1998 - October 26, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPEARHEAD CAPITAL ADVISORS, LLC
CRD#: 161131 / SEC#: 801-108482
Contact information
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 1,893,012,408 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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