Behnam Shamsian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Behnam Shamsian, who also goes by Ben Shamsian, was a registered financial professional .
Behnam is a previously registered financial professional and started their career in finance in 2005. Behnam had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - March 18, 2016
CRT CAPITAL GROUP LLC
February 15, 2012 - April 20, 2015
STERNE, AGEE & LEACH, INC.
June 5, 2008 - November 12, 2008
ARCADIA SECURITIES, LLC
May 26, 2006 - July 30, 2007
CANACCORD GENUITY LLC
March 18, 2005 - October 31, 2005
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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