Scott M. Napolitano

BA SECURITIES

CHICAGO, IL

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CRD#: 3079897

Professional summary

Scott Michael Napolitano is a registered financial professional currently at BA SECURITIES, LLC located in Chicago, Illinois.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Michael Napolitano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2021 - Present

BA SECURITIES, LLC

CRD#: 153489

CHICAGO, IL

Past

October 30, 2020 - April 21, 2021

BARNETT & PARTNERS ADVISORS, LLC

CRD#: 129373

NEW YORK, NY

Past

July 7, 2014 - August 28, 2020

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

December 9, 2013 - October 15, 2014

BARNETT & PARTNERS ADVISORS, LLC

CRD#: 129373

NEW YORK, NY

Past

June 15, 2009 - November 6, 2013

SOLOMON PARTNERS SECURITIES, LLC

CRD#: 28041

NEW YORK, NY

Past

May 31, 2007 - July 1, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

September 8, 2003 - May 25, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/29/2022)

Florida
(10/22/2025)

Illinois
(3/8/2022)

Michigan
(8/4/2022)

Minnesota
(8/4/2022)

New York
(4/16/2021)

North Carolina
(4/7/2022)

Pennsylvania
(4/16/2021)

Virginia
(6/20/2025)

Exams

State Security Law Exam

Series 63

Date: 9/22/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/29/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: , 8-68545

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BA HOLDCO, LLC	OWNER
BOLDEN, MICHAEL LABRADOR	CHIEF COMPLIANCE OFFICER	6411755
CHUFF, JOHN JOSEPH	PRESIDENT	1205736
HATLING, PEDER ALAN	PRINCIPAL	5240595
JUILIANO, COLLEEN JANE	FINOP	4818898
KELLER-YOUNG, SUZANNE	OPERATIONS MANAGER	5495492
PICKENS, DANIEL NEHIL	PRINCIPAL	1042225
WENTZLER, DENNIS RAYMOND	CHIEF OPERATIONS OFFICER & AML OFFICER	4221461

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott M. Napolitano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Michael Napolitano's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNETT & PARTNERS ADVISORS, LLC

NOMURA SECURITIES INTERNATIONAL, INC.

BARNETT & PARTNERS ADVISORS, LLC

SOLOMON PARTNERS SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2003

Series 24

Date: 7/29/2017

FINRA

Current Firm

BA SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BA SECURITIES, LLC

TRUST BUT VERIFY

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