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Eugene Jackson Bazemore Jr

FOUNDERS M&A ADVISORY
BIRMINGHAM, AL
·CRD# 3079731·26 years experience

Professional Summary

Eugene Jackson Bazemore Jr, who also goes by Eugene Jackson Bazemore Jr, Gene Jackson Bazemore Jr, Eugene Jackson Bazemore Jr., is a registered financial advisor currently at FOUNDERS M&A ADVISORY, LLC located in Birmingham, Alabama. Eugene is registered as a RR (Registered Representative) and started their career in finance in 2000. Eugene has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene Jackson Bazemore Jr, Gene Jackson Bazemore Jr, Eugene Jackson Bazemore Jr.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

FOUNDERS M&A ADVISORY, LLC·CRD# 269926
BD
2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233
November 30, 2016 - Present
HOULIHAN LOKEY CAPITAL, INC.·CRD# 17708
BD
New York, NY
July 9, 2007 - May 24, 2013
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
July 25, 2000 - June 8, 2004
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 5, 2000 - July 3, 2000

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Current Firm

FM
FOUNDERS M&A ADVISORY, LLC

FOUNDERS M&A ADVISORY, LLC

CRD#: 269926 / SEC#: 8-69638
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233

Mailing Address

2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233

Phone Number

(205) 949-2043

Established

Alabama since 10/30/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FOUNDERS ADVISORS, LLC (FORMERLY KNOWN AS FOUNDERS INVESTMENT BANKING LLC)OWNER—
ALVAREZ, ENRIQUEFINOP4622342
CATES, ERIC OBIE IVCCO6394899
HIRSCH, KENNETH ALANBOARD MEMBER2588742
IRBY, RUSSELL LEE IIIBOARD MEMBER—
LEGG, JAMES WESLEYPRESIDENT & CEO6358296
TARENCE, ZANE PBOARD MEMBER5861607

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/24/2025)
RR
Texas
(9/22/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2016About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eugene Jackson Bazemore Jr's CRS (Customer Relationship Summary).

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EB
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