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NN

Niren G. Nazareth

ICR CAPITAL LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 3079487
NN

Professional summary

Niren Gerard Nazareth is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York.

Niren is registered as a RR (Registered Representative) and started their career in finance in 1998. Niren has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Niren Gerard Nazareth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 8, 2020 - Present

ICR CAPITAL LLC

Office #1: 685 Third Avenue 2nd Floor, New York, NY 10017
BD
CRD#: 174952
New York, NY
Past

August 15, 2007 - June 4, 2018

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

January 19, 2005 - January 10, 2006

ING FINANCIAL MARKETS LLC

BD
CRD#: 28872
NEW YORK, NY
Past

October 13, 2003 - November 12, 2004

COMMERZBANK CAPITAL MARKETS CORP.

BD
CRD#: 21787
NEW YORK, NY
Past

June 7, 2000 - January 8, 2003

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

August 25, 1998 - May 23, 2000

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/2/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/1/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/4/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 1/29/1999
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IC
ICR CAPITAL LLC
ICR CAPITAL LLC

CRD#: 174952 / SEC#: , 8-69583

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
761 Main Avenue, Norwalk, CT 06851-1080
Mailing Address
761 Main Avenue, Norwalk, CT 06851-1080
Phone number
(203) 682-8200
Established
Connecticut since 12/02/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUE POINT INTERMEDIATE, LLCSOLE MEMBER
GRAY, BENJAMIN NMNCCO1946982
GRIMM, LINDA STEINMANNFINOP/PFO/POO1970620
MCDONALD, DOUGLAS JCEO6034863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICR CAPITAL LLC

CRD#: 174952New York, NY 10017

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