Jamie A. Axford

GLOBAL ALLIANCE SECURITIES LLC

Charleston, SC

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CRD#: 3079217

Professional summary

Jamie Alan Axford is a registered financial professional currently at GLOBAL ALLIANCE SECURITIES LLC located in Charleston, South Carolina.

Jamie is registered as a RR (Registered Representative) and started their career in finance in 1998. Jamie has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jamie Alan Axford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2025 - Present

GLOBAL ALLIANCE SECURITIES LLC

Office #2: 2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466

CRD#: 167164

Charleston, SC

Past

February 26, 2024 - April 30, 2025

CHURCHILL CAPITAL USA, INC.

CRD#: 143278

NEW YORK, NY

Past

September 21, 2009 - March 8, 2024

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

March 3, 2003 - September 15, 2009

CANTOR FITZGERALD & CO.

CRD#: 134

SUMMIT, NJ

Past

September 11, 2000 - March 7, 2003

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 17, 1998 - August 2, 2000

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/12/2025)

Connecticut
(9/12/2025)

Florida
(9/12/2025)

Illinois
(9/12/2025)

Massachusetts
(9/12/2025)

Minnesota
(9/30/2025)

New York
(9/12/2025)

South Carolina
(9/12/2025)

Texas
(9/12/2025)

Exams

State Security Law Exam

Series 63

Date: 2/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/8/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/16/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 10/18/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBAL ALLIANCE SECURITIES LLC

CRD#: 167164 / SEC#: , 8-69244

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466

Mailing Address

2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466

Phone number

(212) 878-6500

Established

South Carolina since 01/17/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
O'SHEA, JENNIFER LYNN	PRESIDENT AND CEO	5632731
OSHEA, JOHN PATRICK	EXECUTIVE CHAIRMAN, COO, CCO	1067536
CAMPBELL, ROBERT	FINOP, PFO, POO	1349154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jamie A. Axford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jamie Alan Axford's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHURCHILL CAPITAL USA, INC.

OPPENHEIMER & CO. INC.

CANTOR FITZGERALD & CO.

LEHMAN BROTHERS INC.

TRUIST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/1999

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/8/2010

Series 7

Date: 12/16/1998

Series 10

Date: 1/2/2023

Series 4

Date: 10/18/2010

Series 24

Date: 11/18/2009

FINRA

Current Firm

GLOBAL ALLIANCE SECURITIES LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GLOBAL ALLIANCE SECURITIES LLC

TRUST BUT VERIFY

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