Jennifer L. Musille
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lee Musille, who also goes by Jennifer L Gaukin, Jennifer Lee Gaukin, Jennifer L Immormino, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2021 - September 4, 2024
PNC WEALTH MANAGEMENT LLC
March 26, 2021 - September 4, 2024
PNC WEALTH MANAGEMENT LLC
October 4, 2018 - March 15, 2021
PRIVATE CLIENT SERVICES, LLC
May 15, 2018 - October 11, 2018
LPL FINANCIAL LLC
January 18, 2018 - March 1, 2018
TRIAD ADVISORS LLC
February 8, 2016 - August 31, 2016
KEY INVESTMENT SERVICES LLC
August 22, 2012 - June 29, 2015
NYLIFE SECURITIES LLC
September 17, 2009 - August 23, 2012
NYLIFE DISTRIBUTORS LLC
April 6, 2006 - August 8, 2008
GIRARD SECURITIES, INC.
June 30, 2003 - March 23, 2005
UBS FINANCIAL SERVICES INC.
June 25, 2003 - March 23, 2005
UBS FINANCIAL SERVICES INC.
November 30, 2000 - July 16, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC
September 30, 1999 - September 5, 2000
UBS FINANCIAL SERVICES INC.
May 5, 1999 - September 10, 1999
HOBBS MELVILLE SECURITIES CORP.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
