Page J. Potter
Professional summary
Page Jay Potter, who also goes by Page J Potter, is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Bowlus, Minnesota.
Page is registered as a RR (Registered Representative) and started their career in finance in 1998. Page has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Page Jay Potter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2003 - Present
SIGMA FINANCIAL CORPORATION
October 31, 2003 - December 31, 2016
SPC
August 11, 2003 - October 31, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 24, 2001 - October 31, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 8, 1998 - August 31, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2006)
(5/12/2005)
(10/31/2003)
(10/31/2003)
(10/31/2003)
(10/18/2023)
(12/6/2019)
(1/5/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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