James S. Kerrigan
Professional summary
James Stringer Kerrigan is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Stringer Kerrigan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2024 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634March 16, 2006 - January 8, 2008
E*TRADE SECURITIES LLC
March 26, 2001 - March 6, 2006
TD AMERITRADE, INC.
August 5, 1998 - May 10, 1999
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
Exams
Series 7TO
Date: 12/23/2024
General Securities Representative ExaminationFINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Company Information
J.W. COLE FINANCIAL, INC.
CRD#: 124583Tampa, FL 33634TRUST BUT VERIFY
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