KB
Kristina A. Bell-taylor
VOYA FINANCIAL ADVISORS
San Juan Capistrano, CA
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CRD#: 3078300
KB
Professional summary
Kristina Alexis Bell-taylor, who also goes by Kristina Alexis Bell, Kristina Bell, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in San Juan Capistrano, California.
Kristina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kristina has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristina Alexis Bell | Kristina Bell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:VANGUARD CLEANING; No; 6281 BEACH BLVD STE 225; BUENA PARK; CA; 90621; COMMERICAL BULIDING CLEANING SERVICE; FRANCHISE OWNER; 1/1/2011; 1; 0; I AM THE FRANCHISE OWNER AND I SUBCONTRACT TO SOMEONE ELSE TO RUN THE BUSINESS, CLEAN, PURCHASE SUPPLIES ETC. THEY CONSULT WITH ME EVERY WEEK OR TWO FOR ABOUT 5-10 MINUTES TO UPDATE ME|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2102 BUSINESS CENTER DR STE 180-C; IRVINE; CA; 92612; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2001; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|
CRS (Client Relationship Summary) - RIA
Click below to view Kristina Alexis Bell-taylor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kristina Alexis Bell-taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #2: 1030 Nevada St Ste 203, Redlands, CA 92374RIA
BD
CRD#: 2882
San Juan Capistrano, CA
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #2: 1030 Nevada St Ste 203, Redlands, CA 92374RIA
BD
CRD#: 2882
San Juan Capistrano, CA
Past
January 4, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
LAGUNA NIGUEL, CA
Past
January 4, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
September 8, 2003 - December 31, 2006
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
HONOLULU, HI
Past
March 22, 1999 - December 31, 2006
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
HONOLULU, HI
Past
August 25, 1998 - March 11, 1999
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2011)
IAR
California(1/10/2017)
RR
Georgia(2/10/2022)
RR
Hawaii(1/3/2011)
RR
Maryland(12/22/2023)
RR
North Carolina(12/22/2023)
RR
Virginia(1/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
