Mckinley Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mckinley Williams was a registered financial professional .
Mckinley is a previously registered financial professional and started their career in finance in 1999. Mckinley had worked at 7 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - October 11, 2013
MERRIMAC CORPORATE SECURITIES, INC.
March 31, 2008 - June 10, 2010
MERRIMAC CORPORATE SECURITIES, INC.
May 17, 2007 - May 21, 2007
NORTH AMERICAN CLEARING, INC.
November 20, 2006 - May 17, 2007
JW RICHARDS, INC
January 10, 2005 - November 17, 2005
WESTPARK CAPITAL, INC.
November 26, 2001 - January 11, 2005
CARDINAL CAPITAL MANAGEMENT, INC.
August 31, 2000 - December 3, 2001
NEWBRIDGE SECURITIES CORPORATION
June 3, 1999 - June 22, 2000
BROOKSHIRE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/2/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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