Nauman K. Rana
Professional summary
Nauman Karim Rana, who also goes by Norman Rana, is a registered financial advisor currently at WEALTH FORWARD ADVISORS located in New York, New York.
Nauman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nauman has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nauman Karim Rana's CRS (Customer Relationship Summary).
Certified licenses
Education
CUNY Zicklin School of Business
Master of Finance - Finance
2020
CUNY Zicklin School of Business
Bachelor of Business Administration - Finance & Investment Analysis
2008
Experience
November 19, 2025 - Present
WEALTH FORWARD ADVISORS
Office #1: 401 Park Avenue S 10th Floor Suite 1040, New York, NY 10016April 1, 2024 - December 16, 2024
ESSEX FINANCIAL SERVICES, INC.
July 18, 2023 - April 1, 2024
PURSHE KAPLAN STERLING INVESTMENTS
June 28, 2023 - April 3, 2024
OPAL WEALTH ADVISORS, LLC
July 13, 2018 - May 11, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 18, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
September 4, 2015 - May 10, 2023
FIDELITY BROKERAGE SERVICES LLC
March 30, 2015 - August 25, 2015
J.P. MORGAN SECURITIES LLC
March 26, 2015 - August 25, 2015
J.P. MORGAN SECURITIES LLC
May 15, 2012 - February 27, 2015
INVESTORS CAPITAL CORP.
July 25, 2007 - February 27, 2015
INVESTORS CAPITAL CORP.
June 15, 2004 - August 14, 2007
GUNNALLEN FINANCIAL, INC
June 3, 2003 - July 12, 2004
WOODSTOCK FINANCIAL GROUP, INC.
November 21, 2002 - June 3, 2003
FIRST MONTAUK SECURITIES CORP.
August 19, 2002 - September 19, 2002
LADENBURG CAPITAL MANAGEMENT INC.
June 11, 2002 - August 7, 2002
LADENBURG CAPITAL MANAGEMENT INC.
March 7, 2000 - April 18, 2002
QUICK & REILLY, INC.
January 5, 2000 - March 28, 2000
CARNEGIE INVESTOR SERVICES INC.
October 11, 1999 - November 19, 1999
MILLENNIUM SECURITIES CORP.
June 18, 1999 - September 15, 1999
CARNEGIE INVESTOR SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2025)
(11/19/2025)
Exams
Current Firm
WEALTH FORWARD ADVISORS
CRD#: 337462 / SEC#: 801-134727
Contact information
SEC notice filing (2 States and Territories)
Red Flags
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Company Information
WEALTH FORWARD ADVISORS
Financial ConsultantCRD#: 337462New York, NY 10016TRUST BUT VERIFY
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