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Andre Dan Manitiu

HURON TRANSACTION ADVISORY
NEW YORK, NY
·CRD# 3076972·28 years experience

Professional Summary

Andre Dan Manitiu, who also goes by Andre D R Manitiu, Andre Dan Robert Manitiu, is a registered financial advisor currently at HURON TRANSACTION ADVISORY LLC located in New York, New York. Andre is registered as a RR (Registered Representative) and started their career in finance in 1998. Andre has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andre D R Manitiu, Andre Dan Robert Manitiu

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

HURON TRANSACTION ADVISORY LLC·CRD# 166959
BD
1166 Avenue Of The Americas 3rd Floor, New York, NY 10036
January 15, 2025 - Present
ALVAREZ & MARSAL SECURITIES, LLC·CRD# 127858
BD
New York, NY
November 8, 2013 - June 1, 2022
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
May 17, 2010 - October 26, 2011
ALVAREZ & MARSAL SECURITIES, LLC·CRD# 127858
BD
New York, NY
April 23, 2010 - May 5, 2010
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
August 25, 2005 - February 28, 2008
BLACKBIRD NORTH AMERICA·CRD# 104176
BD
Charlotte, NC
May 11, 2001 - May 19, 2005
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
August 31, 1998 - July 31, 2000

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Current Firm

HT
HURON TRANSACTION ADVISORY LLC

HURON CORPORATE FINANCE LLC | HURON TRANSACTION ADVISORY LLC

CRD#: 166959 / SEC#: 8-69237
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

550 West Van Buren Street, Suite 1700, Chicago, IL 60607

Mailing Address

550 West Van Buren Street, Suite 1700, Chicago, IL 60607

Phone Number

(312) 583-8700

Established

Delaware since 01/30/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HURON CONSULTING GROUP HOLDINGS LLCPARENT—
BODINE, JOHN MICHAELVICE PRESIDENT, PRINCIPAL, MANAGER, EXECUTIVE REPRESENTATIVE4790936
CALDER-KATZ, HOPE ELLENSECRETARY8015749
LENART, BRIAN DOUGLASFINOP, CFO, PFO/POO, CCO, AMLCO736107
PLAIA, STEPHANIE DIANEPRINCIPAL7480477

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2011About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1998About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andre Dan Manitiu's CRS (Customer Relationship Summary).

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