JS
John C. Stoller
CONSOLIDATED PORTFOLIO REVIEW CORP
WALNUT CREEK, CA 94598
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CRD#: 3076649
JS
Professional summary
John Curtis Stoller is a registered financial advisor currently at CONSOLIDATED PORTFOLIO REVIEW CORP located in Walnut Creek, California and VANDERBILT SECURITIES, LLC located in Walnut Creek, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE STOLLER FAMILY TRUST - INVESTMENT RELATED - CO-TRUSTEE - 1/1/2018 - 10 HRS/MO, 5 HRS/MO DURING TRADING - SELECTING MANAGERS, REVIEW PERFORMANCE, MONITOR TRADES, SETTING INVESTMENT POLICY 2) Gateway Bank, FSB. Not investment related. Start date: 01/01/2024. Address: 360 8th Street, Oakland CA, 94607. Title: Director. Duties: I would be a member of the Board of Directors and set on several committees, such as the compensation committee, Audit Committee, etc. I would expect to attend 2 to 3 meetings per month. Attend some community outreach events. Time spent during regular hours: 5%. 3) The Stoller Company, Inc. Not investment related. Start date: 01/01/2004. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: President. Duties: Provide management services and consulting plan design services to clients. Time spent during regular hours: 35%. 4) Stoller Insurance Services, Inc. Not Investment related. Start date: 01/01/2004. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: President. Duties: I am the only agent that write life insurance and long term care. Time spent during regular hours: 5%. 5) Martinson Stoller Advisors. Investment related. Start date: 03/06/2024. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: Individual. Duties: This is a joint marketing name under which Ken Martinson also with Vanderbilt/CPM and I share clients and prospect for clients. Time spent during regular hours: 50%. 6) Stoller Investment Advisors, Inc. Investment related. Start date: 03/01/2004. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: President. Duties: This is the Corp that all my Vanderbilt Income/Fee/Commission is indirectly paid to. I do all my Vanderbilt Business that is not split with Ken Martinson. Time spent during regular hours: 85%.
CRS (Client Relationship Summary) - RIA
Click below to view John Curtis Stoller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2020 - Present
CONSOLIDATED PORTFOLIO REVIEW CORP
Office #1: 190 North Wiget Lane Suite 125, Walnut Creek, CA 94598RIA
CRD#: 112694
WALNUT CREEK, CA
Current
October 30, 2020 - Present
VANDERBILT SECURITIES, LLC
Office #1: 190 N. Wiget Lane, Suite 125, Walnut Creek, CA 94598BD
CRD#: 5953
Walnut Creek, CA
Past
August 18, 2004 - October 30, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
WALNUT CREEK, CA
Past
August 2, 2004 - October 30, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/3/2020)
RR
California(10/30/2020)
IAR
California(10/30/2020)
RR
Colorado(10/30/2020)
RR
Hawaii(1/21/2025)
RR
Nevada(10/30/2020)
RR
New Mexico(10/30/2020)
IAR
Texas(10/30/2020)
RR
Washington(10/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,821 |
| AUM (Assets Under Management) | $ 1,294,955,167 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONSOLIDATED PORTFOLIO REVIEW CORP
CRD#: 112694Walnut Creek, CA 94598TRUST BUT VERIFY
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