Calista J. Yousey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calista Jean Yousey, who also goes by Calista Jean Saunders, Calista J Yousey, Calista Jean Yousey, Calista Yousey, was a registered financial professional .
Calista is a previously registered financial professional and started their career in finance in 1998. Calista had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2020 - October 13, 2022
VISTA INVESTMENT PARTNERS LLC
November 30, 2017 - January 23, 2020
UBS FINANCIAL SERVICES INC.
November 30, 2017 - January 23, 2020
UBS FINANCIAL SERVICES INC.
November 7, 2007 - November 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2007 - November 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - October 29, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - October 29, 2007
MORGAN STANLEY & CO. LLC
June 11, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
July 17, 2000 - April 2, 2007
MORGAN STANLEY DW INC.
July 21, 1998 - June 30, 2000
WFG INVESTMENTS, INC.
Primary Firm SEC Registration
VISTA INVESTMENT PARTNERS LLC
CRD#: 286014 / SEC#: 801-108779
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISTA INVESTMENT PARTNERS LLC
CRD#: 286014 / SEC#: 801-108779
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,601 |
| AUM (Assets Under Management) | $ 541,021,596 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
