AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MB

Manish Bangard

SEAPORT GLOBAL SECURITIES LLC
Costa Mesa, CA 92626
Some features on this profile are disabled
CRD#: 3075579
MB

Professional summary

Manish Bangard, who also goes by Manish G Bangard, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Costa Mesa, California.

Manish is registered as a RR (Registered Representative) and started their career in finance in 1999. Manish has worked at 10 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Manish G Bangard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Manish Bangard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 3, 2025 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 3090 Bristol Street Suite 400, Costa Mesa, CA 92626
BD
CRD#: 116270
Costa Mesa, CA
Past

September 20, 2017 - February 2, 2024

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

March 28, 2014 - June 28, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 25, 2013 - March 27, 2014

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

October 13, 2009 - July 10, 2013

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 16, 2005 - April 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

June 20, 2003 - March 17, 2005

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

December 19, 2000 - December 3, 2002

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 5, 1999 - October 16, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

August 2, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 2, 1999 - May 4, 2000

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/3/2025)
RR
Alaska
(9/3/2025)
RR
Arizona
(9/3/2025)
RR
Arkansas
(9/3/2025)
RR
California
(9/3/2025)
RR
Colorado
(9/3/2025)
RR
Connecticut
(9/3/2025)
RR
Delaware
(9/3/2025)
RR
District of Columbia
(9/3/2025)
RR
Florida
(9/3/2025)
RR
Georgia
(9/3/2025)
RR
Hawaii
(9/3/2025)
RR
Idaho
(9/3/2025)
RR
Illinois
(9/3/2025)
RR
Indiana
(9/3/2025)
RR
Iowa
(9/3/2025)
RR
Kansas
(9/3/2025)
RR
Kentucky
(9/3/2025)
RR
Louisiana
(9/3/2025)
RR
Maine
(9/3/2025)
RR
Maryland
(9/3/2025)
RR
Massachusetts
(9/3/2025)
RR
Michigan
(9/3/2025)
RR
Minnesota
(9/3/2025)
RR
Mississippi
(9/3/2025)
RR
Missouri
(9/3/2025)
RR
Montana
(9/3/2025)
RR
Nebraska
(9/3/2025)
RR
Nevada
(9/3/2025)
RR
New Hampshire
(9/3/2025)
RR
New Jersey
(9/3/2025)
RR
New Mexico
(9/3/2025)
RR
New York
(9/3/2025)
RR
North Carolina
(9/3/2025)
RR
North Dakota
(9/3/2025)
RR
Ohio
(9/3/2025)
RR
Oklahoma
(9/3/2025)
RR
Oregon
(9/3/2025)
RR
Pennsylvania
(9/3/2025)
RR
Puerto Rico
(9/3/2025)
RR
Rhode Island
(9/3/2025)
RR
South Carolina
(9/3/2025)
RR
South Dakota
(9/3/2025)
RR
Tennessee
(9/3/2025)
RR
Texas
(9/3/2025)
RR
Utah
(9/3/2025)
RR
Vermont
(9/3/2025)
RR
Virginia
(9/3/2025)
RR
Washington
(9/3/2025)
RR
West Virginia
(9/3/2025)
RR
Wisconsin
(9/3/2025)
RR
Wyoming
(9/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/11/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 10/18/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 9/14/2004
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 1/26/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/31/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC
GLOBAL HUNTER SECURITIES | THE SEAPORT GROUP | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC | SEA PORT GROUP SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270Costa Mesa, CA 92626

TRUST BUT VERIFY

Monitor Manish Bangard

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
Barton S Pearce
Barton PearceAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
IRVINE, CA
Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics