Hung T. Lai
Professional summary
Hung Tuan Lai, who also goes by Brandon Lai, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Atlanta, Georgia and NYLIFE SECURITIES LLC located in Alpharetta, Georgia.
Hung is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Hung has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hung Tuan Lai's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 5909 Peachtree Dunwoody Road Building D Suite 1100, Atlanta, GA 30328August 7, 1998 - Present
NYLIFE SECURITIES LLC
Office #1: 3655 Brookside Parkway Suite 400, Alpharetta, GA 30022Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2023)
(3/11/2010)
(10/30/2014)
(8/7/1998)
(8/12/2019)
(1/8/2025)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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