JB

Joseph G. Byrne

FARMERS FINANCIAL SOLUTIONS
Mt Pleasant, MI 48858
Some features on this profile are disabled
CRD#: 3075252
JB

Professional summary


Joseph G Byrne, who also goes by Joseph Gerald Byrne Sr, Joseph Gerald Byrne, Joseph Gerald Sr Byrne, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Mt Pleasant, Michigan.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joseph Gerald Byrne Sr | Joseph Gerald Byrne | Joseph Gerald Sr Byrne

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Joseph G Byrne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 28, 2017 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 1302 S Mission Rd Ste A, Mt Pleasant, MI 48858
BD
CRD#: 103863
Mt Pleasant, MI
Past

June 26, 2015 - November 15, 2017

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Mt. Pleasant, MI
Past

May 4, 2010 - December 18, 2012

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

March 29, 2007 - October 19, 2009

LOWELL & COMPANY, INC.

BD
CRD#: 24913
LUBBOCK, TX
Past

September 16, 1998 - April 3, 2007

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
MT PLEASANT, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(11/30/2017)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FF
FARMERS FINANCIAL SOLUTIONS, LLC
FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
31051 Agoura Rd., Westlake Village, CA 91361
Mailing Address
31051 Agoura Rd., Westlake Village, CA 91361
Phone number
(818) 584-0200
Established
Nevada since 12/21/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
FFS HOLDING, LLCMANAGING MEMBER
BORKIN, JOSHUA ALANCHIEF FINANCIAL OFFICER6536355
DAHM, CHRISTINEBOARD MEMBER8191792
DO, CHAUSECRETARY7865522
HANSON, GUY MEADEBOARD MEMBER7165729
HOHL, DOREN EUGENEBAORD MEMBER1953425
ROBINSON, TARETHA ANNDIRECTOR OF OPERATIONS4539081
ROBINSON, TARETHA ANNCHIEF COMPLIANCE OFFICER4539081
SCHEAR, ZACHARYPRESIDENT5958762
SCOTT, JANICE GALEBOARD MEMBER7909854
WILLOUGHBY, DENITA ANNETTEBOARD MEMBER2368099

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863Mt Pleasant, MI 48858

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