Vicash Dindwall
Professional summary
Vicash Dindwall, who also goes by VIkash Dhindhwal, is a registered financial professional currently at HOLD BROTHERS CAPITAL LLC located in New York, New York.
Vicash is registered as a RR (Registered Representative) and started their career in finance in 1998. Vicash has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vicash Dindwall's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2024 - Present
HOLD BROTHERS CAPITAL LLC
Office #1: One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510August 12, 2015 - December 15, 2023
HOLD BROTHERS CAPITAL LLC
November 21, 2005 - January 19, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
November 28, 2003 - November 23, 2004
TAFFERER TRADING, LLC
March 3, 2003 - June 17, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
March 22, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
June 12, 2000 - February 12, 2002
WORLDCO, L.L.C.
August 17, 1999 - October 15, 1999
WORLDCO, L.L.C.
September 10, 1998 - August 20, 1999
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/12/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/23/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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