Jayman F. Yi

ROEHL & YI INVESTMENT ADVISORS

Eugene, OR 97401

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CRD#: 3074957

Professional summary

Jayman Frank Yi is a registered financial advisor currently at ROEHL & YI INVESTMENT ADVISORS, LLC located in Eugene, Oregon.

Jayman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jayman has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROEHL & YI INSURANCE INVESTMENT SERVICES - NON-INVESTMENT RELATED - SAME ADDRESS - INSURANCE - AGENT/CONTRACTOR - 2007 - 10 HRS/MO - NONE DURING TRADING - INSURANCE SALES **ROEHL & YI INVESTMENT ADVISORS - INVESTMENT RELATED - SAME ADDRESS - PART OWNER - 2007 - 160 HRS/MO - 120 HRS/MO DURING TRADING - INVESTMENT ADVICE TO CLIENTS, TRADE PLACEMENT, ETC. EUGENE COUNTRY CLUB - 255 COUNTRY CLUB ROAD, EUGENE, OR - NON-INVESTMENT RELATED - BOARD MEMBER - 2018 - 2-4 HOURS PER MONTH. GREATER FIRST TEE OF OREGON - 19825 RIVER ROAD, GLADSTONE, OR - INVESTMENT RELATED - INVESTMENT COMMITTEE - 2015 - 2-3 HOUR PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jayman Frank Yi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2002 - Present

ROEHL & YI INVESTMENT ADVISORS, LLC

Office #1: 450 Country Club Road Suite 200, Eugene, OR 97401

RIA

CRD#: 109258

Eugene, OR

Past

March 11, 2005 - December 31, 2014

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

EUGENE, OR

Past

February 6, 2001 - March 11, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

August 25, 1998 - February 5, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROEHL & YI INVESTMENT ADVISORS, LLC

ROEHL & SITTNER INVESTMENT ADVISORS LLC | ROEHL & YI INVESTMENT ADVISORS, LLC

CRD#: 109258 / SEC#: 801-56145

RIA

Registered Investment Advisory firm - (1/12/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/31/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/16/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/12/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/1998

General Securities Representative Examination

Current Firm

ROEHL & YI INVESTMENT ADVISORS, LLC

ROEHL & SITTNER INVESTMENT ADVISORS LLC | ROEHL & YI INVESTMENT ADVISORS, LLC

CRD#: 109258 / SEC#: 801-56145

RIA

Registered Investment Advisory firm - (1/12/1999 Approved)

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Contact information

Main Address

450 Country Club Road Suite 200, Eugene, OR 97401

Mailing Address

P.o. Box 11810, Eugene, OR 97440

Phone number

(541) 683-2085

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/28/2025)

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,639
AUM (Assets Under Management)	$ 857,825,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jayman F. Yi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jayman Frank Yi's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ROEHL & YI INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1998

Series 65

Date: 9/12/1998

SIE

Date: 12/31/2014

Series 7

Date: 8/24/1998

Current Firm

ROEHL & YI INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROEHL & YI INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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