CF
Christian P. Frederiksen
CETERA INVESTMENT ADVISERS LLC
CORTA MADERA, CA 94925
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CRD#: 3074565
CF
Professional summary
Christian Paul Frederiksen, who also goes by Chris Frederiksen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Corta Madera, California and CETERA WEALTH SERVICES, LLC located in Corte Madera, California.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Frederiksen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FREDERIKSEN AND COMPANY POSITION: PRESIDENT/OWNER NATURE: CONSULTING SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/1973 ADDRESS: 5768 PARADISE DRIVE, FLOOR 2, CORTE MADERA CA 94925, United States DESCRIPTION: PRESIDENT, CHIEF OPERATING OFFICER 2) FREDERIKSEN-CRAWFORD CPAS INC. POSITION: SHAREHOLDER/OFFICER NATURE: CPA FIRM INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/28/2009 ADDRESS: 5768 PARADISE DRIVE, FLOOR 2, CORTE MADERA CA 94925, United States DESCRIPTION: SHAREHOLDER/OFFICER OF CPA FIRM PROVIDING TAX, ACCOUNTINGAND CONSULTING SERVICES TO CLIENTS 3) CYBER 631 INC. POSITION: VICE PRESIDENT NATURE: SALE OF CYBER SECURITY SOFTWARE PACKAGE INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/26/2019 ADDRESS: 3030 BRIDGEWAY, SUITE 200, SAUSALITO CA 94965, United States DESCRIPTION: STRATEGIC PLANNING. PRODUCT PROMOTION. SALES.
CRS (Client Relationship Summary) - RIA
Click below to view Christian Paul Frederiksen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 21 Tamal Vista Blvd Suite 115, Corta Madera, CA 94925RIA
CRD#: 105644
CORTA MADERA, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 21 Tamal Vista Blvd Suite 115, Corte Madera, CA 94925BD
CRD#: 13572
Corte Madera, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Corta Madera, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Corte Madera, CA
Past
October 10, 2005 - August 22, 2011
FREDERIKSEN-CRAWFORD FINANCIAL ADVISORS, LLC
RIA
CRD#: 137564
MILL VALLEY, CA
Past
October 20, 1998 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
CORTE MADERA, CA
Past
July 28, 1998 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
CORTE MADERA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Corta Madera, CA 94925TRUST BUT VERIFY
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