Daniel M. Wilson
Professional summary
Daniel Mark Wilson, who also goes by Daniel Wilson, is a registered financial professional currently at GUZMAN & COMPANY located in Fairfield, Connecticut.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Mark Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2020 - Present
GUZMAN & COMPANY
July 20, 2018 - February 26, 2020
CREDIT SUISSE SECURITIES (USA) LLC
January 4, 2006 - December 6, 2017
UBS SECURITIES LLC
February 2, 2004 - February 1, 2006
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2020)
(6/1/2020)
(6/1/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/5/2008
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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