David Cohen
Professional summary
David Cohen is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 7 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2023 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019June 6, 2019 - April 21, 2023
MORGAN STANLEY & CO. LLC
September 15, 2011 - August 28, 2015
OPPENHEIMER & CO. INC.
August 18, 2010 - September 29, 2011
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
May 28, 2009 - July 1, 2010
PARAGON CAPITAL PARTNERS, LLC
May 16, 2005 - January 6, 2009
MORGAN STANLEY & CO. LLC
August 25, 2004 - May 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 1999 - June 15, 2004
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2023)
Exams
Series 52TO
Date: 9/29/2020
Municipal Securities Representative ExaminationSeries 79TO
Date: 6/6/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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