JL
Jason C. Lee
SPC
New Albany, OH 43054
Some features on this profile are disabled
CRD#: 3074283
JL
Professional summary
Jason Christopher Lee, AIF®, who also goes by Jason Lee, is a registered financial advisor currently at SPC located in New Albany, Ohio and PARKLAND SECURITIES, LLC located in New Albany, Ohio.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GILLILAND LEE FINANCIAL GROUP, INC.: I SELL FIXED ANNUITIES, LIFE INSURANCE, HEALTH INSURANCE AND LONG TERM CARE INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. I HAVE BEEN IN THE INDUSTRY FOR 21+ YRS. 2. I AM THE CO-TRUSTEE OF MY MOTHER DIANA LEE'S TRUST. 3. Co-own and receive rental income from two residential properties located in New Albany, OH and Bluffton, SC. Start date: 7/1/16, approx. 2 hrs/mo. INV REL: N 4. Owner - Lee Financial & Insurance Services, Inc., New Albany, OH. Company owned for fixed insurance product sales. Start date: 2/19/04. INV REL: Y 5. Receive crop rental income from farmer renting farmland that is personally owned. Start date: 8/25/23, approx. 5-10 hrs/mo. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Jason Christopher Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 14, 2007 - Present
SPC
Office #1: 6525 West Campus Oval Suite 125, New Albany, OH 43054RIA
CRD#: 110692
New Albany, OH
Current
November 28, 2007 - Present
PARKLAND SECURITIES, LLC
Office #1: 6525 West Campus Oval Suite 125, New Albany, OH 43054BD
CRD#: 115368
New Albany, OH
Past
November 4, 2004 - November 28, 2007
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
DUBLIN, OH
Past
October 29, 2004 - November 28, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DUBLIN, OH
Past
January 1, 2004 - November 19, 2004
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
January 16, 2001 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/31/2025)
RR
California(7/16/2020)
RR
Florida(8/5/2021)
RR
Michigan(3/27/2025)
RR
North Carolina(2/21/2025)
RR
Ohio(11/28/2007)
IAR
Ohio(12/14/2007)
RR
Texas(1/14/2014)
IAR
Texas(5/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
