Van Q. Huynh
Professional summary
Van Quoc Huynh, who also goes by Van Qvoc Huynh, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Houston, Texas.
Van is registered as a RR (Registered Representative) and started their career in finance in 1998. Van has worked at 10 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Van Quoc Huynh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 2500 Citywest Blvd. Suite 750, Houston, TX 77042February 25, 2014 - June 22, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 25, 2014 - June 22, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 13, 2010 - November 26, 2013
CETERA INVESTMENT ADVISERS LLC
April 8, 2010 - November 26, 2013
CETERA FINANCIAL SPECIALISTS LLC
January 1, 2004 - November 24, 2009
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - November 24, 2009
VOYA FINANCIAL ADVISORS, INC.
September 12, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
January 11, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
February 7, 2001 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
February 17, 2000 - January 11, 2001
UBS FINANCIAL SERVICES INC.
February 7, 2000 - February 25, 2000
EQUITABLE ADVISORS, LLC
August 20, 1998 - December 13, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/30/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
