Kenneth R. Buterbaugh

ALLSPRING FUNDS DISTRIBUTOR

New York, NY 10017

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CRD#: 3073773

Professional summary

Kenneth Richard Buterbaugh, who also goes by Kenneth Richard Buterbaugh Jr, Kenneth Richard Buterbaugh, Ken Buterbaugh, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1998. Kenneth has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 7, Series 6 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kenneth Richard Buterbaugh Jr | Kenneth Richard Buterbaugh | Ken Buterbaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Richard Buterbaugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2025 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 330 Madison Avenue 35th Floor, New York, NY 10017

CRD#: 133366

New York, NY

Past

January 3, 2011 - August 6, 2020

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

Washington, DC

Past

December 19, 2007 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

NEWARK, DE

Past

May 25, 2005 - October 25, 2007

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

RIA

CRD#: 106909

BALTIMORE, MD

Past

March 2, 2005 - October 26, 2007

M&T SECURITIES, INC.

RIA

CRD#: 17358

CHEEKTOWAGA, NY

Past

January 24, 2005 - October 26, 2007

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

August 20, 1998 - April 7, 2000

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/2/2025)

Alaska
(7/15/2025)

Arizona
(7/10/2025)

Arkansas
(7/15/2025)

California
(7/2/2025)

Colorado
(7/2/2025)

Connecticut
(7/2/2025)

Delaware
(7/3/2025)

District of Columbia
(7/7/2025)

Florida
(7/2/2025)

Georgia
(7/2/2025)

Hawaii
(7/3/2025)

Idaho
(7/2/2025)

Illinois
(7/2/2025)

Indiana
(7/9/2025)

Iowa
(7/11/2025)

Kansas
(7/2/2025)

Kentucky
(7/2/2025)

Louisiana
(7/2/2025)

Maine
(7/3/2025)

Maryland
(7/2/2025)

Massachusetts
(7/2/2025)

Michigan
(7/2/2025)

Minnesota
(7/2/2025)

Mississippi
(7/2/2025)

Missouri
(7/2/2025)

Montana
(7/2/2025)

Nebraska
(7/2/2025)

Nevada
(7/3/2025)

New Hampshire
(7/7/2025)

New Jersey
(7/2/2025)

New Mexico
(7/8/2025)

New York
(7/3/2025)

North Carolina
(7/7/2025)

North Dakota
(7/8/2025)

Ohio
(7/2/2025)

Oklahoma
(7/2/2025)

Oregon
(7/10/2025)

Pennsylvania
(7/3/2025)

Puerto Rico
(7/22/2025)

Rhode Island
(7/7/2025)

South Carolina
(7/2/2025)

South Dakota
(7/2/2025)

Tennessee
(7/3/2025)

Texas
(7/2/2025)

Utah
(7/2/2025)

Vermont
(7/2/2025)

Virgin Islands
(7/15/2025)

Virginia
(7/7/2025)

Washington
(7/2/2025)

West Virginia
(7/9/2025)

Wisconsin
(7/2/2025)

Wyoming
(7/2/2025)

Exams

State Security Law Exam

Series 63

Date: 7/1/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/1/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/1/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 1/30/2017

NFA Branch Manager Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC

CRD#: 133366 / SEC#: , 8-66716

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1415 Vantage Park Drive, Charlotte, NC 28203

Mailing Address

417 E Chicago Street, Milwaukee, WI 53052

Phone number

(888) 877-9275

Established

Delaware since 07/09/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC	PARENT
GIBSON, LORI MITCHUM	CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	3070238
KENNEY, JOHN DUFF	DIRECTOR	2387755
MCKINLEY, KATHERINE SANDMAN	CHIEF LEGAL OFFICER	6807581
MONINGER, JOHN KENNETH	PRESIDENT/CHAIRMAN	2494976
WILARY, CAROLYN ANN	CHIEF COMPLIANCE OFFICER	4220513

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth R. Buterbaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Richard Buterbaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/2025

Series 65

Date: 3/1/2005

Series 7TO

Date: 3/16/2024

SIE

Date: 10/1/2018

Series 3

Date: 3/1/2016

Series 7

Date: 1/21/2005

Series 6

Date: 8/18/1998

Series 30

Date: 1/30/2017

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLSPRING FUNDS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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