Michael M. Breyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Maurie Breyer was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2010 - January 3, 2013
BROOKLIGHT PLACE SECURITIES, INC.
July 18, 2008 - October 23, 2009
PARK AVENUE SECURITIES LLC
April 27, 2006 - July 3, 2008
MML INVESTORS SERVICES, LLC
April 27, 2006 - July 3, 2008
MML INVESTORS SERVICES, LLC
May 1, 2003 - April 26, 2006
WADDELL & REED
April 30, 2003 - April 26, 2006
WADDELL & REED
January 3, 2002 - August 19, 2002
LADENBURG THALMANN & CO. INC.
March 7, 2001 - January 10, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 7, 2001 - January 10, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 13, 2000 - February 26, 2001
MORGAN STANLEY DW INC.
August 7, 1998 - December 4, 1999
BENTLEY-LAWRENCE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
