MW
Michael S. Wynns
CAVU WEALTH MANAGEMENT
Lakeside, CA 92040
Some features on this profile are disabled
CRD#: 3072203
MW
Professional summary
Michael Shawn Wynns, AIF®, ChFC®, who also goes by Mike Wynns, is a registered financial advisor currently at CAVU WEALTH MANAGEMENT located in Lakeside, California and INDEPENDENT FINANCIAL GROUP, LLC located in Lakeside, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Wynns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)CAVU INSURANCE SERVICES, INC POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: no NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/17/2020 ADDRESS: 10001 Maine Ave., Lakeside, CA 92040, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS INSURANCE PRODUCTS. (2) H-1 OUTFITTERS LLC POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: no NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2017 ADDRESS: 8596 N. Wayne Dr., Suite 104, Hayden ID 83835, United States DESCRIPTION:50% PASSIVE OWNER OF H-1 OUTFITTERS LLC MANAGING REAL ESTATE. (3) CAVU WEALTH MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/23/2017 ADDRESS: 10001 Maine Ave., Lakeside, CA 92040, United States DESCRIPTION: 35% OWNER OF DBA CAVU WEALTH MANAGEMENT A CA REGISTERED INVESTMENT ADVISOR.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Shawn Wynns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2019 - Present
CAVU WEALTH MANAGEMENT
Office #1: 10001 Maine Ave, Lakeside, CA 92040RIA
CRD#: 299089
Lakeside, CA
Current
February 22, 2011 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 10001 Maine Ave, Lakeside, CA 92040RIA
BD
CRD#: 7717
Lakeside, CA
Past
November 13, 2014 - March 10, 2015
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
SANDPOINT, ID
Past
February 22, 2011 - July 18, 2011
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
SANDPOINT, ID
Past
March 23, 2005 - February 28, 2020
CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
RIA
CRD#: 133657
San Diego, CA
Past
August 14, 2003 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
POWAY, CA
Past
August 14, 2003 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
POWAY, CA
Past
June 25, 2001 - August 12, 2003
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
SAN DIEGO, CA
Past
June 19, 2001 - August 12, 2003
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
December 2, 1998 - July 19, 2001
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/22/2011)
RR
California(2/22/2011)
IAR
California(1/4/2019)
RR
District of Columbia(1/30/2015)
RR
Idaho(12/19/2014)
IAR
Idaho(1/28/2019)
RR
Michigan(12/19/2022)
RR
Montana(2/22/2011)
IAR
Texas(6/19/2021)
RR
Washington(2/13/2024)
RR
Wisconsin(4/22/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10001 Maine Ave, Lakeside, CA 92040
Mailing Address
Phone number
(858) 360-7800
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 859 |
| AUM (Assets Under Management) | $ 174,988,843 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
