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Michael Benjamin Ingwer

EARLYBIRDCAPITAL
NY, NY
·CRD# 3072188·28 years experience

Professional Summary

Michael Benjamin Ingwer, who also goes by Michael Ingwer, is a registered financial advisor currently at EARLYBIRDCAPITAL, INC. located in Ny, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Ingwer

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Current

EARLYBIRDCAPITAL, INC.Current·CRD# 28629
BD
366 Madison Ave. 8th Floor, Ny, NY 10017
April 25, 2026 - Present

Past

BARCLAYS CAPITAL INC.Past·CRD# 19714
BD
New York, NY
September 22, 2008 - October 23, 2008
LEHMAN BROTHERS INC.Past·CRD# 7506
RIA
New York, NY
February 14, 2008 - October 9, 2008
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
July 3, 2002 - September 22, 2008
DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525
BD
New York, NY
January 13, 2001 - April 1, 2002
DB ALEX. BROWN LLCPast·CRD# 17790
BD
Baltimore, MD
April 6, 1999 - January 13, 2001
WORLDCO, L.L.C.Past·CRD# 24673
BD
New York, NY
March 9, 1999 - June 17, 1999
SANDS BROTHERS & CO., LTD.Past·CRD# 26816
BD
New York, NY
November 15, 1998 - February 11, 1999
FAIRCHILD FINANCIAL GROUP, INC.Past·CRD# 21404
BD
New York, NY
November 15, 1998 - December 11, 1998

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Current Firm

EI
EARLYBIRDCAPITAL, INC.

CORNELL SECURITIES CONSULTANTS, INC. | SOUTHEAST RESEARCH PARTNERS, INC. | EARLYBIRDCAPITAL.COM INC. | EARLYBIRDCAPITAL, INC.

CRD#: 28629 / SEC#: 8-43828
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

One Huntington Quadrangle, Suite 1c15, Melville, NY 11747

Mailing Address

1 Huntington Quadrangle 1c15, Melville, NY 11747

Phone Number

+1 (631) 770-0600

Established

Delaware since 05/09/1991

Firm Type

Corporation

Fiscal Year End

January

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EBC HOLDINGS INC.HOLDING COMPANY—
KAUFMANN, AMY ELIZABETHEXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER2776989
LEVINE, STEVEN ARTHURPRESIDENT/DIRECTOR2714473
NUSSBAUM, DAVID MARTINCHAIRMAN/DIRECTOR1631483
PENDERGAST, MICHELLE MARIEFINOP/CFO5441721

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/25/2026)
RR
Connecticut
(4/27/2026)
RR
District of Columbia
(4/25/2026)
RR
Florida
(4/25/2026)
RR
Idaho
(4/27/2026)
RR
Louisiana
(4/25/2026)
RR
Maryland
(4/25/2026)
RR
Puerto Rico
(4/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2026About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 2018About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1998About the Series 7 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Benjamin Ingwer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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